Information for the Bank Insiders

TO SBERBANK INSIDERS

Sberbank of Russia (hereinafter referred to as the "Bank") hereby informs Bank insiders of the Bank’s internal documents adopted in compliance with the requirements of Federal Law No. 224-FZ dated July 27, 2010 "On Preventing The Illegal Use of Insider Information and Market Manipulation and on Amendments to Certain Legislative Acts of the Russian Federation" (hereinafter referred to as "The Law").

In this section, Bank insiders can find information needed for timely and proper performance of their duties, stipulated by The Law, which in its turn will ensure compliance with the lawful interests of the Bank and its shareholders. 

In accordance with the requirements of The Law, Sberbank has approved a List of  the Bank’s Insider Information

Bank insiders must be aware that once a person is included in the list of Bank insiders, such insider shall become bound by the limitations established in Article 6 of The Law, shall bear liability as per Article 7 of The Law, and incurs duties as per Article 10 of The Law.

Furthermore,  the legislation of the Russian Federation provides for administrative and criminal sanctions for a breach of the requirements of The Law in accordance with Article 15.21 and part 3 of Article 15.35 of the Code of Administrative Offenses of the Russian Federation and Article 185.6 of the Criminal Code of the Russian Federation.

In accordance with Federal Financial Markets Service Order No. 13-51/pz-n dated June 18, 2013 "On Approving the Regulation on Notifying Persons of Their Inclusion in the List of Insiders and Exclusion from such List; the Regulation on Sending Lists of Insiders to Trade Organizers Through Which Operations with Financial Instruments, Foreign Currency and/or Goods are Performed; and the Regulation on the Procedure and Terms for Insiders to Send Notification on Their Operations", Bank insiders shall send notification to the Bank on their operations with the Bank’s securities and about the conclusion of contracts that are financial derivatives whose price depends on such securities within ten (10) business days following the trade date of such operation if such insiders are:

  • Members of the Supervisory Board, members of the Management Board, a person acting as a sole executive body (including temporary sole executive body), and/or members of the Bank's Revision Commission;
  • Individuals who have access to the Bank's insider information based on employment and/or civil agreements concluded with the Bank.

Notifications on operations performed by insiders not listed above shall be sent to the Bank upon its request.

Notifications on operations performed by  insiders shall be sent to the Bank of Russia upon its request (demand, order).

Upon receiving a request from the Bank or the Bank of Russia, the insider shall send notification of his/her operations to the corresponding recipient within ten (10) business days following the receipt of the request (demand, order).

The insider may provide data on several operations in one notification. The terms and conditions of each operation shall be specified individually.

Recommended format of the notification on operations performed by an insider:

Notification Form on a Performed Operation

Notification Form on Performed Operations (more than one)

Information about Bank’s securities with regard to which Bank insiders shall submit notifications on performed operations and of facts that they entered into derivative agreements, whose price depends on such securities:

Information on shares and depositary receipts

Information on debt securities

Detailed information about Bank’s securities may be found in the section "Investor relations"


Contact information:

If you have any questions related to the performance of the duties established by The Law, please send a query to insider@sberbank.ru.

If you discover a violation in the use of insider information, you can inform the Bank about it by sending an email to insider@sberbank.ru, as well as the Bank of Russia.


Addresses and ways to send notifications

Duly completed notification on a performed operation shall be sent to the Bank:

  1. at the following address: 19, Vavilova St., Moscow, the Russian Federation, 117997

    • by delivering it to the Bank's mail and messenger service, located at the  above-mentioned address (delivery with acknowledgement of receipt to the authorized person);
    • by registered mail with delivery notification to the above-mentioned address;

An insider's notification on the performed operations sent in hard copy shall be signed by the insider or his authorized representative, and if insider is a legal entity, its notification shall bear the seal of such legal entity.

If a hard copy of the notification includes more than one sheet, it shall be stitched and numbered. If the notification is sent by an insider that is a legal entity, a hard copy thereof shall be sealed with the seal of such legal entity at the place of stitching and shall be signed by the authorized representative of such legal entity. If the notification is sent by an insider who is an individual person, each page of the hard copy shall be signed by such individual.

When the insider is a foreign organization, its notification need not be certified (sealed) with the seal of the foreign organization if such certification (sealing) is not required by the proper law or constituent documents of such foreign organization.

If the notification is sent on behalf of the insider by its authorized representative, the power of attorney (a duly certified copy of the power of attorney) or other document (a duly certified copy of the document) under which the representative is acting shall be attached to the notification.